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Regulations and documents

*The following information relates to clients who opened an account with XTB Limited (ex. DUB Investments Ltd) after the 26th of July 2018 only. For any other clients registered prior to this date please follow the next section below referring to clients before the 26th of July 2018. If you are unsure of the date you registered please log in to your Client Office where you will be able to find all documents relevant to you.*

Below we present the Regulations in force and the main provisions of the Order Execution Policy conducted by XTB Limited (ex. DUB Investments Ltd) ("XTB"), a company authorised and regulated by the Cyprus Securities and Exchange Commission (CySEC) with CIF Licence number 169/12, with registered address at Pikioni 10, Building: Highsight Rentals Ltd, 3075, Limassol, Cyprus XTB Ltd. XTB complies with the European Union directives on the markets of financial instruments, the organizational requirements and the conditions for conducting the business to be carried out. part of the investment firms as well as the concepts defined for the requirements of these directives. Their knowledge is essential when signing a contract to open a trading account with XTB.

Rules for the provision of services for the execution of purchase and sale orders for property rights, the keeping of property rights accounts and liquidity accounts by XTB. ("General Terms and Conditions")

• REGULATIONS ON THE PROVISION OF SERVICES (GENERAL TERMS AND CONDITIONS) OF 16TH OF OCTOBER 2018
• Regulations on the Provision of Services ( General Terms and Conditions) of 12th of October 2018

Order execution policy

• Order execution policy

Annual Execution Quality Statement

• Annual Execution Quality Statement

Pillar III Disclosure

• Pillar III Disclosure

Risk Discosure

• Risk Disclosure

Information about the Company

• Information about the Company

Complaints Procedure

• Complaints Procedure

Client Categorization

• Client Categorization of November 2018

Conflict of Interest Policy

• Conflict of Interest Policy

Investors Compensation Fund

• Investors Compensation Fund

Privacy Policy

• Privacy Policy

Website Terms of Use

• Website Terms of Use

Disclosure of Information RTS 27

• RTS 27 Q2 2018
• RTS 27 Q1 2018

Key Information Documents (KIDs)

• KID CFDs on Commodities
• KID CFDs on Equities
• KID CFDs on FX Pairs
• KID CFDs on Indices
• KID CFDs on Cryptocurrencies

Price Development process for cryptocurrency based CFD instruments

• Price Development process for cryptocurrency based CFD instruments

Regulations and Documents

*The following information relates to clients who opened an account with the company before the 26th of July 2018 only. For any other clients registered prior to this date please follow the above section referring to clients who opened account after the 26th of July 2018. If you are unsure of the date you registered please log in to your Client Office where you will be able to find all documents relevant to you.*

Below we present the Regulations in force and the main provisions of the Order Execution Policy conducted by X-Trade Brokers Dom Maklerski SA with its registered office in Warsaw, ul. Ogrodowa 58, 00-876 Warsaw, Poland, entered into the Register of Entrepreneurs of the National Court Register kept by the District Court for the Capital City of Warsaw in Warsaw, XII Commercial Division of the National Court Register under the number KRS 0000217580, with the number REGON 015803782, with the number NIP 527-24-43-955, fully paid up share capital in the amount of PLN 5 869 181.75. X-Trade Brokers DM SA conducts brokerage activities on the basis of an authorization granted by the Securities and Exchange Commission and is subject to the supervision of the Polish Financial Supervision Authority (KCF). X-Trade Brokers DM S.A., complies with the European Union directives on the markets of financial instruments, the organizational requirements and the conditions for conducting the business to be carried out. part of the investment firms as well as the concepts defined for the requirements of these directives. Their knowledge is essential when signing a contract to open a trading account with XTB.

Rules for the provision of services for the execution of purchase and sale orders for property rights, the keeping of property rights accounts and liquidity accounts by X-Trade Brokers DM S.A. ("General conditions")

• Rules in force since 20 June 2018

Order execution policy

• Order execution policy of 05 June 2018

Standard for the formulation of the general recommendations of X-Trade Brokers Dom Maklerski SA

• Standard for the formulation of the general recommendations 04 April 2017

Below we present the other documents, which the Customer must fill in as part of the signature of the Framework Contract. Their knowledge is essential when signing a contract to open a trading account with XTB.

Over the Counter ("OTC") contract

• OTC Contract for physical person
• OTC Contract for Legal Entity

Risk awareness statement

• Risk awareness statement 23 January 2018
• Risk awareness statement 1 October 2017
• Risk awareness statement 12 December 2016
• Risk awareness statement 16 September 2016

MIFID appropriateness questionnaire

• MIFID appropriateness questionnaire

FACTA Declartaion

• DECLARATION ON THE FATCA STATUS - PHYSICAL PERSON
• DECLARATION ON THE STATUS FATCA - LEGAL PERSON
• CRS - physical person
• CRS - legal person

Basic information on X-Trade Brokers Dom Maklerski SA

• Basic information on x trade brokers dm

Data update form

• MODIFICATION FORM PERSONAL PHYSICAL DATA
• DATA MODIFICATION FORM - LEGAL ENTITIES

Instructions on filing a complaint

• Instructions on filing a complaint

Claim form

• Claim form

Interest Payment - general conditions of 1 September 2015

• Interests Promotion_september_2015